Our Regulatory and Financial Regulatory practice helps clients navigate the complex regulatory frameworks governing various industries, particularly the financial sector. We provide:
- Compliance Advisory: Advising financial institutions and businesses on compliance with key regulations, including Securities Exchange Board of India (SEBI) guidelines, RBI regulations, anti-money laundering laws, and FEMA rules.
- Licensing and Approvals: Assisting clients in obtaining licenses, registrations, and approvals from regulatory bodies such as SEBI, RBI, and the Insurance Regulatory and Development Authority (IRDA).
- Representation in Regulatory Proceedings: Representing clients in proceedings before regulatory bodies, including defending against inquiries, audits, and penalties.
- Policy Advocacy: Engaging with regulators and government authorities on behalf of clients to shape favorable policies, amendments, and compliance guidelines.
- Risk Management: Identifying potential regulatory risks and providing strategies to mitigate compliance-related liabilities.